July 31, 2010 
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Charlotte Chapter of the Society of Financial Service Professionals

Important Dates
Deadline for Nominations:
July 15, 2010

Deadline for Entries:
August 31, 2010

Awards Program:
October 21, 2010

Charlotte Regional Ethics In
Business Award

PROGRAM SPONSORED BY




2010 AWARDS CEREMONY
Thursday, October 21, 2010
11:45 AM
Myers Park Country Club
$50 per person
For tickets, call Janice Stevens
at 704-527-2244 X 102 or
click here for order form
 


PROGRAM & SPEAKER HIGHLIGHTS

 

From Prominence to Prison

Why Smart People Do Dumb Things

Patrick Kuhse, Ethics Fellow

Speaking of Ethics

 

 

Patrick Kuhse became an expert on ethics the hard way – by taking part in his own criminal acts and suffering the consequences.

 

Kuhse originally worked as a successful stockbroker, but he kept his clients in the dark about a number of important issues.  The situation got worse when a friend offered Kuhse a position as the investment advisor for the multi-billion dollar investment portfolio of the state of Oklahoma.  He accepted, and with his “greed goggles” on, illegally bumped up his commission.

 

After being caught, Patrick Kuhse spent four years on the run in Costa Rica, trying to avoid the FBI and the federal government.  Eventually, he decided to turn himself in and take responsibility for his actions.  He spent four years in prison, and now devotes himself to speaking to audiences worldwide about the importance of ethical behavior.

CALL FOR 2010 NOMINATIONS

The Charlotte Chapter of the Society of Financial Service Professionals is accepting nominations for the 2010 Charlotte Regional Ethics in Business Award. Nominations are being sought from Mecklenburg, Cabarrus, Lincoln, Union, and Gaston counties in North Carolina and York and Lancaster counties in South Carolina.

The award recognizes businesses that demonstrate a commitment to ethical business practices in everyday operations, management philosophies, response to challenges, treatment of employees and to involvement in civic and environmental concerns. Local recipients will be recognized at an awards luncheon on October 21, 2010. Patrick Kuhse, Speaking of Ethics, is this year's keynote speaker.

In its tenth year locally, the award is sponsored by the Society of Financial Service Professionals in partnership Belk College of Business Administration at UNC Charlotte. Previous local award winners include Moonlight Creative Group, SellEthics, CEO, Inc., Global Compliance, AmericanEfird, Piedmont Natural Gas, Premier, Inc., Donald Haack Diamonds, General Dynamics Armament, National Gypsum, The Deck Company, Archadeck of Charlotte, Autobell Car Wash, Duke Energy, Belk, Inc., The Keith Corporation, Morris-Jenkins Company, Goodrich Corp., Rogers Builders, Simonini Builders, Medcath, Allvac Metals, Morningstar Storage, InfoVision, Parker, Poe, Adams & Bernstein, Southern Shows, Inc. and Fresh Holdings, Inc.

Businesses may be nominated in three categories: Large (more than 500 employees), Mid-sized (101-499 employees) and Small (fewer than 100 employees). A client, employee, vendor or private citizen who is impressed with the company's ethical business conduct may nominate a business.

Questions??? Call Janice Stevens at the Society of Financial Professionals at 704.527-2244. Deadline for submitting a nomination is July 15, 2010.

COMMUNITY & EDUCATION PARTNERS




“As the premier professional financial service organization, the Society of Financial Service Professionals' primary focus is that of education and ethics. We are extremely proud to recognize and support the businesses in our community who join us in believing that ethics should be an integral part of their business as well.”

Bruce Henning, CLU, CFP
Chairman 2010 Ethics in Business Award


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